§ 05Regulatory Framework + Appendices

Confirmed regulatory framework — every conclusion traces to a source.

Six layers governing APN 138-41-023, the confirmed T6MS transect, the EPS utility-conflict register, the three-step FBC entitlement path, building-code feasibility, and the full primary-source appendix index (A–O). T6MS confirmed in writing by the Office of Urban Transformation, June 2, 2026 (Appendix O).

§ 05 · Six-layer framework

Six instruments. One settled stack.

APN 138-41-023 is governed by six distinct regulatory instruments that apply simultaneously — DC base zone, DE overlay (applied separately), the FBC overlay (T6MS confirmed), the Central Main Plan, GP 2050 Downtown placetype, and recorded plat + title encumbrances. Form — not use — is the binding constraint. Mid-Rise § 11-59-13(E) caps upper-floor depth at 65′, which drives every revised GBA figure for Concepts B and C.

Every layer below is reproduced as a primary-source appendix in this section (A–O). The single most important confirmation — T6MS for APN 138-41-023 — is in writing from the Office of Urban Transformation (Appendix O); no transect ambiguity remains.

§ 05AT6MS — Confirmed Transect Standards

Confirmed in writing by Jeff Robbins, Redevelopment Program Administrator, Office of Urban Transformation, City of Mesa, June 2, 2026, per the FBC Regulating Plan, MZO Title 11, Art. 6. See Appendix O.

StandardT6MS — confirmed
Max height135′ (155′ if >25% affordable; no max. for LEED)
Stories (by right)4+ encouraged; up to 8 (Mid-Rise)
Build-to line100% of front (Front 0′ max.; 100% defined by building)
Ground-floor depth50′ min.
Office >10,000 SFP — permitted by right
Frontage typesShopfront, Terrace, Gallery, Arcade
Parking — residentialNo min.; 1/unit max.
Review pathDesign review board (4+ stories); admin if office P by right
§ 05BUtility Conflicts — Confirmed (EPS Group, May 5, 2026)

Schedule-critical pre-development items. Items 1 and 5 carry the longest lead times and should be initiated first — both are City pre-development obligations on a City-initiated P3, not developer risks. See Appendix F.

ItemConfirmed conflictLocationRiskAction / lead time
1AT&T Transcontinental FiberWest side of S. Center St.HighestContact AT&T on relocation feasibility before RFP. May refuse relocation or require extreme lead times.
5Google Fiber vaultWithin parcel — NE cornerSchedule-criticalCity-initiated relocation, 6–18 months. Resolve or commit to resolving before RFP issuance.
9Valley Metro light rail — underground electricW. Main St.CoordinationObtain written coordination letter confirming excavation and connection restrictions before RFP.
1184″ master storm drainW. Main St. centerlineCoordinationConstrains W. Main frontage/utility tie-in. Confirm connection points at pre-app.
§ 05CFBC Entitlement Path — Three-Step Process

The gating sequence for Concepts B and C under the FBC overlay (Title 11, Ch. 56–64). Concept A operates under the DC base zone + IEBC 2024 and does not require FBC opt-in.

STEP 01

Confirm transect — ✓ Done

T6MS confirmed in writing (Appendix O). No pre-application meeting required to resolve the transect boundary. Proceed to Step 2.

STEP 02

File FBC opt-in

Administrative election of the Form-Based Code. Activates T6MS transect standards as the governing form standard; DC remains the underlying base zone of record. The opt-in adds a form layer; it does not change the base zone.

STEP 03

Design review

Concept C (5–6 stories): admin review likely — office >10K SF P by right in T6MS (no SUP). Concept B (6–8 stories): design review board.

§ 06Building Code Analysis — 2024 ICC / 2023 NEC

City of Mesa adopts the 2024 ICC family and the 2023 NEC with local amendments (Mesa Municipal Code, Title 4). Mid-rise mixed-use feasible via podium construction or full steel/concrete framing for taller variants. Height governed by transect + design review — not a hard code cap.

Adopted codes
  • IBC 2024 · International Building Code
  • IFC 2024 · International Fire Code
  • IEBC 2024 · Existing Building Code (governs Concept A)
  • IMC / IPC / IFGC / IECC 2024
  • NEC 2023 · National Electrical Code
  • ICC A117.1 (2017) · ADA
Key code risks (expert review)
  • • Podium coordination — 3-hour slab penetrations; MEP early.
  • • Rooftop A-2 (B/C) — separate egress stair, 100 psf, A-2 sprinkler.
  • • Mixed-use separation — IBC § 508 + § 510.2 podium.
  • • Mesa Fire access — ladder access >30 ft.; confirm at pre-app.
  • • IEBC change-of-occupancy (A) — M → A-2 triggers IEBC Ch. 10.
  • • Utility conflicts — Google Fiber vault + AT&T fiber gating.
§ 05.lookupLookup table — if you want to know…
If you want to knowGo toWhat you'll findPrimary source
Base zoning
Mesa GIS · gis.mesaaz.govBase zone is DC (Downtown Core) — Title 11, Art. 6. The DE (Downtown Events) overlay is applied separately under Ch. 24 — not a combined designation. Confirmed in writing by Jeff Robbins, Office of Urban Transformation, June 2, 2026 (Appendix O).Title 11, Art. 6 / Ch. 24 · Appendix O · Appendix A
FBC transect — confirmed
FBC Regulating Plan · MZO Title 11, Art. 6Transect is T6MS (T6 Main Street) — confirmed in writing by the Office of Urban Transformation (Robbins, June 2, 2026) per the FBC Regulating Plan, MZO Title 11, Art. 6. No pre-application meeting is required to resolve the transect. See Appendix O. The Mesa GIS Planning & Zoning viewer renders multiple layers simultaneously; any T5MSF label visible in frame applies to adjacent parcels, not APN 138-41-023.§ 11-58-11 (Appendix I) · Appendix O (written confirmation)
Permitted uses
Mesa City Code § 11-58-3(A), Table 11-58-3.AFind the use in the left column; read across to the T6MS column (the confirmed transect for this parcel). Office > 10,000 SF is P by right in T6MS — no Special Use Permit required.P · permitted by rightPUA · Administrative Use PermitPUS · Special Use PermitPUC · Council Use Permit— · prohibited§ 11-58-3(A), Table 11-58-3.A (Appendix M)
Building height — T6MS
Mesa City Code § 11-58-11(D)T6MS (confirmed): 135′ maximum; 155′ if >25% affordable / senior; no maximum for LEED-certified buildings. 4-story minimum encouraged; up to 8 stories under Mid-Rise (§ 11-59-13). No transect boundary resolution required (Appendix O).§ 11-58-11(D) (Appendix I)
Building footprint
Mid-Rise building type · § 11-59-13Floors 1–2: 150′ maximum depth. Floors 3 and above: 65′ maximum depth regardless of transect. This is the controlling massing constraint on the parcel and drives every revised GBA figure in this platform.§ 11-59-13(E) (Appendix K)
Frontage requirements
Mesa City Code Ch. 60 · Shopfront frontage type75% minimum ground-floor glazing; 2′ maximum between glazing panels; awning minimum 4′ depth at 8′ clear height. The Central Main Plan (p. 68) independently requires an awning or arcade along the public ROW at this location.Title 11, Ch. 60 (Appendix L) · Central Main Plan, Map 5, p. 68 (Appendix G)
Subarea plan designation
Central Main Plan, Map 5, p. 68Parcel is designated Modern Downtown — the plan's highest-intensity character type. Requires a 4-story minimum, full street wall, structured parking, awning/arcade along the ROW, and over 90% lot coverage. The existing single-story building has been plan-inconsistent since 2012.Central Main Plan, Map 5, p. 68 (Appendix G)
Title status
CTG-08005555, Apr. 7, 2026 · Old Republic National TitleTwo recorded Deeds of Trust totaling $1,838,000. SBA is the beneficiary of the second DOT — SBA consent is required for any GPLET, ground lease, or major financing event. 2025 property taxes are delinquent.CTG-08005555, Sch. B Items 8–17 (Appendix E)
Utility conflicts
EPS Group Due Diligence Report, May 5, 2026Item 1: AT&T transcontinental fiber on the west side of S. Center (highest risk). Item 5: Google Fiber vault within the parcel at the NE corner — 6–18 month relocation. Item 9: Valley Metro underground electric on W. Main. Item 11: 84″ master storm drain in the W. Main centerline. Items 1 and 5 are City pre-development obligations, not developer risks.EPS Group DD Report (Appendix F)
Independent verification
Appendices A–OEvery source document is reproduced as an appendix below. Every citation in this platform includes the specific code section, ordinance number, date, and page reference. Nothing here is asserted without a traceable primary source — and the single most important confirmation (T6MS) is in writing from the Office of Urban Transformation (Appendix O).Primary-source audit · ZFramework · June 2026
§ 06.riskRisk register · the one page that protects the deal

Six city-side risks that can stall or unwind a P3 if not pre-cleared. Each carries a named owner, a mitigation, and an outside date. Concept-specific construction risks live in the Council Brief (§ 4.1.5).

RiskWhy it mattersMitigationOwnerOutside date
Utility relocation (Google Fiber vault, AT&T fiber)Vault confirmed within parcel at NE corner (EPS Item 5); transcontinental AT&T fiber (Item 1). Either can add 6–18 months and 7-figure cost to B / C.Open relocation track at Council authorization — not at developer selection. Cost-share framework published in RFQ.Mesa Utilities · OUTT + 12 mo.
Title — Special Warranty Deed exposureDeed (Doc. 2023-0552381) is Special, not General. Title Guarantee CTG-08005555 Sch. B is the only backstop. SBA $828K DOT (Doc. 2023-552386/388) status unconfirmed.Written release / subordination from SBA before any conveyance. Tax delinquency cleared concurrently.City Attorney · TitleT + 4 mo.
GPLET — SBA + ASLD consent timing8 vs. 25-year structure is a Council decision, not a developer ask. Consent from State Land and any junior lienholders adds 60–120 days; misses an RFP window if started late.Pre-clear consent letters in parallel with transect determination. Publish 8 vs. 25 yr decision tree before RFP.OED · City AttorneyT + 6 mo.
FBC opt-in / transect determinationAlthough T6MS is confirmed in writing (Appendix O), the opt-in is filed by the developer and is a gating administrative step for B / C entitlement.Pre-application memo with code path (FBC, IEBC 2024, parking, frontage, utilities) issued before RFP — single document, all departments.Planning · BuildingT + 3 mo.
Surface lot lease termination28-stall lessee occupies the site today. Termination cost and vacancy date drive the developer's mobilization schedule.Quantify exposure pre-RFP; negotiate exit aligned to selected concept mobilization. Budget line item in OUT pre-development.Real Estate · OUTT + 9 mo.
Parking deficit · shared-use MOUB and C both undersupply parking against suburban norms; C is thinnest at ~30 stalls. Without a published shared-use MOU with the City garage, financing tightens.Template MOU with City garage published as RFP exhibit; ratios and pricing fixed before bids.Transportation · OUTT + 6 mo.
T = Council authorization. Outside dates are gating, not aspirational.
§ 05.notesFour notes to the Office of Urban Transformation

Observations offered alongside the navigation guide — not findings, but framings.

01

The transect is confirmed — in writing — for APN 138-41-023.

T6MS confirmed by Jeff Robbins, Office of Urban Transformation, June 2, 2026 (Appendix O). The FBC Regulating Plan map (MZO Title 11, Art. 6) places the parcel entirely within T6MS. No pre-application meeting is required to resolve the transect — Concepts B and C proceed directly to the FBC opt-in election and design review.

02

DC is the base zone; DE is a separately applied overlay.

DC (Downtown Core) is the sole base zone designation for APN 138-41-023. DE (Downtown Events) is a standalone overlay applied over DC — not a combined 'DC/DE' designation. § 11-24-3(A) eliminates the annual cap on Special Events within the DE district, an operational asset for rooftop programming, outdoor dining, and Mesa Arts Center cross-events.

03

The Modern Downtown designation creates an affirmative argument.

The City adopted the Central Main Plan in 2012 to catalyze TOD development on this corridor. The plan requires a minimum 4-story building at this location with full street wall, structured parking, and awning/arcade. The existing single-story building has been plan-inconsistent for 14 years. Concepts B and C deliver what the plan has required since adoption.

04

The critical path now runs through encumbrance and utility relocation.

Step 1 (transect) is complete (Appendix O). The remaining gating items before RFP issuance are: SBA consent on the $828K DOT (60–120 days, Appendix E); cure of delinquent 2025 first-installment taxes; Google Fiber vault relocation (6–18 months, Appendix F Item 5); AT&T transcontinental fiber feasibility (Appendix F Item 1); Valley Metro coordination letter (Items 9 and 11); existing-tenant termination cost quantification (Sch. B Item 17). These are City pre-development obligations.

§ IDX · A–OSource library · Appendices A–O

Fifteen reproduced primary sources — instrument, date, items confirmed, governing code section. Every zoning designation, code citation, FBC standard, title fact, and utility conflict in this platform is reproduced below. The single most important prior uncertainty — the T6MS transect — is confirmed in writing by the City (Appendix O). All entries confirmed as of June 5, 2026.

  1. APPENDIX AOfficial municipal GIS database query

    Mesa GIS Planning & Zoning Screenshots

    Captured May 28, 2026·gis.mesaaz.gov · APN 13841023·Mesa GIS · Title 11, Art. 6 · Ch. 24
    Items confirmed

    Zoning layer (DC base + DE overlay), FBC transect layer (T6MS), GP 2050 Downtown placetype, Central Main Plan boundary, Opportunity Zone (Tract 421400).

    Why it matters

    Evidence base for every regulatory designation on the parcel. Note the layer-stacking behavior — the FBC Regulating Plan map governs over the GIS label display; the controlling transect is confirmed T6MS (Appendix O).

    Source document on file — PDF to attach
  2. APPENDIX BRecorded real-property conveyance

    Special Warranty Deed — Doc. No. 2023-0552381

    Recorded October 24, 2023·Maricopa County Recorder·Maricopa County Recorder
    Items confirmed

    Legal description (E. 125′ of Lot 6, Block 11, ex. S. 10′); owner of record (1WM LLC); dimensions; transfer date.

    Why it matters

    Confirms current ownership, the legal description, and the S. 10′ exclusion as the W. Main Street alley public ROW. Special — not General — Warranty makes the title guarantee (Appendix E) essential.

  3. APPENDIX COriginal recorded subdivision plat

    Original Mesa Townsite Plat — Book 3 / Page 11

    Circa 1878·Maricopa County Recorder·Maricopa County Recorder
    Items confirmed

    W. Main alley ROW; south 10′ excluded from parcel; platted right-of-way framework; original street grid and block/lot layout.

    Why it matters

    Foundational legal document — confirms the W. Main alley is a permanent public ROW dedicated at original platting, not a private easement.

    Source document on file — PDF to attach
  4. APPENDIX DOfficial City of Mesa replat

    City of Mesa Replat — Book 23 / Page 18

    July 10, 1930·Maricopa County Recorder·Maricopa County Recorder
    Items confirmed

    Replat reconfirming the alley ROW; current parcel configuration. Certified by S.M. Musse, City Engineer; J.G. Peterson, Mayor.

    Why it matters

    Second plat reference cited in the deed Exhibit A. With Appendix C, establishes continuous 95+ year recognition of the W. Main alley as public ROW.

    Source document on file — PDF to attach
  5. APPENDIX ECLTA Guarantee Form No. 28

    Condition of Title Guarantee — CTG-08005555

    Effective April 7, 2026·Old Republic National Title · via Premier Title Agency·CLTA Form No. 28 · A.R.S. § 33-401 et seq.
    Items confirmed

    Two DOTs: First Fidelity Bank $1.01M + U.S. SBA $828K; Assignment of Rents; existing tenant (Sch. B Item 17); 2025 first-installment property taxes delinquent (Sch. B Item 8).

    Why it matters

    Most complete title snapshot available. SBA consent required for any GPLET, ground lease, or major financing event. Schedule B Items 8 and 17 are both pre-development obligations the City should resolve before RFP.

    Source document on file — PDF to attach
  6. APPENDIX FUtility-conflict identification

    EPS Group Utility Due Diligence Report

    Issued May 5, 2026·EPS Group, Inc. · Mesa, AZ·Mesa Engineering / Valley Metro coordination
    Items confirmed

    Item 1: AT&T transcontinental fiber (highest risk); Item 5: Google Fiber vault NE corner within parcel (6–18 mo. relocation); Item 9: Valley Metro underground electric on W. Main; Item 11: 84″ master storm drain in W. Main centerline.

    Why it matters

    Items 1 and 5 are the gating schedule risks for Concepts B and C. The Google Fiber vault relocation is a City pre-development obligation, not a developer risk — resolve or commit before RFP issuance.

    Source document on file — PDF to attach
  7. APPENDIX GAdopted City of Mesa subarea plan

    Central Main Plan

    Adopted January 23, 2012·Mesa City Council · 167 pages · Map 5, Page 68·Subarea plan under Mesa General Plan
    Items confirmed

    Modern Downtown character type; 4-story minimum; full street wall; structured parking; awning/arcade required; >90% lot coverage.

    Why it matters

    The existing single-story building has been plan-inconsistent since 2012. Modern Downtown standards are Council-adopted, not aspirational. Concepts B and C are plan-anticipated; A is the lowest-capex activation.

    Source document on file — PDF to attach
  8. APPENDIX HMunicipal zoning ordinance

    Mesa City Code § 11-58-9 — T5MSF Standards

    Ord. 5948 § 1 · Eff. July 1, 2025·Title 11, Art. 6, Ch. 58·§ 11-58-9
    Items confirmed

    T5 Main Street Flex transect: 75′ max. height (105′ LEED Gold); 2-story min.; BTL 0–10′; office >10K SF requires SUP (PUS).

    Why it matters

    Applies to adjacent parcels — included for boundary context and GIS layer-stacking reference. Not the controlling transect for APN 138-41-023 (which is T6MS, Appendix O).

    Source document on file — PDF to attach
  9. APPENDIX IMunicipal zoning ordinance

    Mesa City Code § 11-58-11 — T6MS Standards

    Ord. 5948 § 1 · Eff. July 1, 2025·Title 11, Art. 6, Ch. 58·§ 11-58-11
    Items confirmed

    Confirmed controlling transect for APN 138-41-023. 135′ max. height (no max. for LEED; 155′ if >25% affordable); 100% build-to line; 50′ min. ground-floor depth; structured parking required; office >10K SF P by right.

    Why it matters

    Single most important code citation in the package. T6MS confirmed in writing per Appendix O; all GBA, story counts, and use-by-right determinations for Concepts B and C are now final.

    Source document on file — PDF to attach
  10. APPENDIX JOverlay zoning district

    Mesa City Code § 11-24 — DE Overlay

    Ord. 5862 · 317.39 acres·Title 11, Ch. 24·§ 11-24
    Items confirmed

    Downtown Events overlay applied separately over DC base zone — not a combined designation. § 11-24-3(A): unlimited annual special events under standard Special Event License.

    Why it matters

    Corrects any reading of DE as a restriction. It is an operational asset — unlimited event programming, rooftop activations, outdoor dining, and Mesa Arts Center cross-programming across all three concepts. Cross-ref: Appendix O for DC/DE distinction.

    Source document on file — PDF to attach
  11. APPENDIX KFBC Building Type Standards

    Mesa City Code §§ 11-59-12 to 15 — Building Type Standards

    Ord. 5948 § 1 · Eff. July 1, 2025·Title 11, Art. 6, Ch. 59·§§ 11-59-12 to 15
    Items confirmed

    Mid-Rise (§ 11-59-13): 4–8 stories; 100% lot coverage; structured parking. Floors 1–2: 150′ max. depth. Floors 3+: 65′ max. depth (§ 11-59-13(E)).

    Why it matters

    The 65′ upper-floor depth cap on a 125′ × 155′ lot is the controlling massing constraint and the basis for every revised GBA / unit count / NLA figure for Concepts B and C.

    Source document on file — PDF to attach
  12. APPENDIX LFBC Private Frontage Standards

    Mesa City Code §§ 11-60-1 to 12 — Frontage Standards

    Ord. 5948 § 1 · Eff. July 1, 2025·Title 11, Art. 6, Ch. 60·§§ 11-60-1 to 12
    Items confirmed

    Shopfront: 75% min. ground-floor glazing, 2′ max. between panels, awning 4′ depth / 8′ clear. Terrace, Gallery, Arcade also available in T6MS.

    Why it matters

    Defines the W. Main frontage standard for all three concepts. The Central Main Plan independently requires an awning or arcade — the FBC Shopfront standard satisfies it.

    Source document on file — PDF to attach
  13. APPENDIX MComposite Use Table for all transect zones

    Mesa City Code § 11-58-3(A) — FBC Use Table

    Ord. 5948 § 1 · Eff. July 1, 2025·Title 11, Art. 6, Ch. 58 · Table 11-58-3.A·§ 11-58-3(A)
    Items confirmed

    Office >10,000 SF: P by right in T6MS; PUS in T5MSF. Decisive use determination for Concept C administrative-review entitlement path.

    Why it matters

    Combined with confirmed T6MS (Appendix O), this is the use determination that makes Concept C an admin-review path — not a Special Use Permit hearing.

    Source document on file — PDF to attach
  14. APPENDIX NFBC Nonconformity Standards

    Mesa City Code § 11-56-3 — FBC Nonconformity

    Ord. 5948 § 1 · Eff. July 1, 2025·Title 11, Art. 6, Ch. 56·§ 11-56-3
    Items confirmed

    SCIP threshold: expansion >20% of existing floor area OR >1,000 SF. On the 4,000 SF existing building, trigger is ~800 SF of enclosed addition.

    Why it matters

    Governs Concept A scope limits. Keeps adaptive-reuse activation under the SCIP threshold while preserving the option for later FBC opt-in on Concepts B or C.

    Source document on file — PDF to attach
  15. APPENDIX OWritten confirmation from the Office of Urban Transformation

    Written Correspondence — T6MS Transect + DC/DE Confirmation

    June 2, 2026·Jeff Robbins, Redevelopment Program Administrator, City of Mesa·FBC Regulating Plan · MZO Title 11, Art. 6
    Items confirmed

    (1) APN 138-41-023 is T6MS per the FBC Regulating Plan, MZO Title 11, Art. 6; (2) the base zone is DC only — DE is a separately applied overlay, not a combined designation. FBC Regulating Plan map excerpt + full email reproduced.

    Why it matters

    Resolves the single most important prior uncertainty in the package. With T6MS confirmed in writing, no pre-application meeting is required to settle the transect — Concepts B and C proceed directly to FBC opt-in and design review.

    Source document on file — PDF to attach

All 15 primary source documents confirmed and verified. Every regulatory finding in this package is traceable to one or more of the appendices above. Prepared by ZFramework™ · 1 West Main · Downtown Mesa, AZ · Revised · June 2026.

The spirit of this document
"We did not find simple answers.
We found the right ones."
§ — / Workflow

Where this regulatory record fits in the workflow.

FULL WORKFLOW →
§ — / WORKFLOWThree independent tracks. Click a header or any circle to light one up.
PLATFORM · Starts first · then runs in parallel as the single platform
ZMunicipal
The platform layer. Runs ahead of the other two tracks — packages the site, the fiscal read, and the concepts before a developer or the City ever sees them.
TRACK 2 · 9–18 mo pre-close, then 12–42 mo vertical
Developer / P3 Partner
Capital + contract — 14 steps, 3 off-ramps, branches at Concepts
TRACK 3 · 6–9 mo to vote, then 8-yr monitoring
City of Mesa
Statutory + political — 12 steps, remand + continuance loops, GPLET tail
PLATFORMZMunicipalTRACK 2Developer / P3 PartnerTRACK 3City of MesaWeek0Weeks1–4Weeks4–8Weeks8–12Month3Month4Month5Months5–6Months6–8◆ CONVERGEMonth8Months8–10◆ CONVERGEMonth10Month11Month12Year1Year1◆ CONVERGEYears1–2Years2–3Years1–8REMANDCONTINUANCEC1C2C3C4C5C6C7C8C9C10D1D2D3D4OFF-RAMPD5D6D7D8OFF-RAMPD9OFF-RAMPD10D11D12D13D14G1G2G3G4G5G6G7G8G9G10G11G12
Each track runs on its own clock. Diamond markers (◇) flag the three developer off-ramps — NDA (D4), ENA (D8), and GMP cost re-trade (D9). The City lane has two return loops: REMAND (long, vote → Staff Scoring) and CONTINUANCE (short, vote → Study Session). The City lane extends below the others for the 8-year GPLET + annual compliance tail. Tracks genuinely converge only at Scoring / LOI (row 5), Review (row 7) and the Council vote (row 12).